Against Nature
Steven Pinker
Steven Pinker is Professor and Director of
the Center for Cognitive Neuroscience of the Massachusetts Institute of
Technology and author of *The Language Instinct*. This article is adapted from
his forthcoming book *How the Mind Works* (Norton, October).
There is an old song by Tom Paxton, later
made famous by Peter Paul, and Mary, in which an adult reminisces about a
childhood toy:
A wonder to behold it was,
With many colors bright.
And the moment I laid eyes on it
It became my heart's delight.
It went ZIP! when it moved,
And POP! when it stopped,
and WHIRRR! when it stood still.
I never knew just what it was
and I guess I never will.
The whimsy of the song comes from the
childlike pleasure in a complicated object with an inscrutable function. When
we grow up, we demand to know what an artifact is designed to do. When we come
across a contraption in an antique store, we ask what it is, and when we are
told that it is a a cherry-pitter, the springs, hinges, and levers all suddenly
make sense in a satisfying rush of insight.
This is called reverse-engineering. In forward-engineering, one designs a machine
to do something; in reverse-engineering, one figures out what a machine was
designed to do. Reverse-engineering is what the boffins at Sony do when a new
product is announced by Panasonic. They bring one back to the lab and try to
figure out what all the parts are for and how they combine to make the device
work.
The human body is a complicated object, and
since the seventeenth century, when William Harvey deduced that the valves in
veins are there to make the blood circulate, we have understood the body by
reverse-engineering it. The body is a wonderfully complex assembly of struts,
springs, pulleys, hinges, sockets, tanks, pipes, pumps, and filters. Even today
we can be delighted to learn what mysterious parts are for. Why do we have our
wrinkled, asymmetrical ears? Because
they filter sound waves coming from different directions in different
ways. The sound shadow tells the brain
whether the source of the sound is above or below, in front of or behind us.
The rationale for reverse-engineering living
things comes, of course, from Charles Darwin. He showed how "organs of
extreme perfection and complication, which justly excite our admiration"
arise not from God's foresight but from natural selection operating over
immense spans of time. Organisms vary, and in each generation the lucky
variants that are better adapted to survival take up a larger proportion of the
population. The complicated machinery of plants and animals thus appears to
have been engineered to allow them to survive and reproduce.
The human mind is a product of the brain,
another complex object shaped by natural selection, and we should be able to
reverse-engineer it, too. And so we have for many parts of our psychology. Perception scientists have long realized
that our sense of sight is not there to entertain us with pretty patterns and
colors. It is contrived to grant us an awareness of the true forms and
materials in the world. The selective advantage is obvious: animals that know
where the food, the predators, and the cliffs are can put the food in their
stomachs, keep themselves out of the stomachs of others, and stay on the right
side of the clifftop. Many of our emotions are also products of natural engineering. Fear keeps us away from heights and
dangerous animals; disgust deters us from eating bodily wastes, putrefying
flesh, and other contaminants.
But reverse-engineering is possible only
when you have an inkling of what the device was designed to accomplish. We
don't understand the cherry-pitter until we catch on that it was designed as a
machine for pitting cherries rather than as a paperweight or wrist-exerciser.
The same is true in biological reverse-engineering. Through the 1950s, many
biologists worried about why organisms seem to have body parts that did them no
good. Why do bees have a barbed stinger that pulls the bee's body apart when
dislodged? Why do mammals have mammary glands, which skim nutrients from the
mother's blood and package it as milk for the benefit of another animal?
Today we know that these are
pseudo-problems, which come from a faulty idea of what the bodies of organisms
are for. The ultimate goal of a body is not to benefit the body or the species
or the ecosystem, but to maximize the number of copies of the genes that made
the body. Natural selection is about replicators, entities that keep a stable
identity across many generations of copying. Replicators that enhance the
probability of their own replication come to predominate -- crucially,
regardless of whose body the replicated copies sit in. Genes for barbed
stingers can predominate because copies of those genes sit in the body of the
queen and are protected when the worker suicidally repels an invader. Genes for
mammary glands can predominate because copies of those genes sit in the young
bodies that are being nourished by the milk.
So when we ask questions like "Who or
what is supposed to benefit from an adaptation?" and "What is a
design in living things a design *for*?"
the theory of natural selection provides the answer: the long-term
stable replicators, genes. This has become a commonplace in biology, summed up
in Samuel Butler's famous quip that a hen is an egg's way of making another
egg, in Richard Dawkins' book title *The Selfish Gene*, and in Stephen Jay
Gould's remark that reproductive success "cannot be the passage of one's
body into the next generation -- for, truly, you can't take it with you in this
sense above all!"
What difference does this make to
reverse-engineering the mind? For many parts
of the mind, not much. We can understand vision and fear with a vague sense
that they benefit the perceiver and fearer. But when it comes to our social
lives, where our actions often do not benefit ourselves, it makes a big difference
who or what we take to be the ultimate beneficiary. Mammary glands were
demystified only when we realized that they benefit genes for making the mammary
glands -- not the copies in the mother, but the copies likely to be found in
the milk-drinker. In the same way, kind acts towards our children and other
relatives can be demystified when we realize that they benefit copies of the
genes that build a brain that inclines a person toward kind acts towards relatives
-- not the copies in the kind actor, but the copies likely to be found in the beneficiaries.
We nurture our children and favor our relatives because doing so has a good
chance of helping copies of the genes for nurturance and nepotism inside the
children and the relatives.
In the case of altruistic behavior toward
*non*relatives, a different explanation is needed, but it still hinges on an
ultimate benefit to the genes for the altruistic behavior. People tend to be
nice to those who are nice to them. Genes for trading favors with other
favor-traders can prosper for the same reason that the partners in an economic
trade can prosper: both parties are better off if what they gain is worth more
to them than what they give up.
The theory that human social behavior is a
product of natural engineering for gene propagation came to be known in the
1970s as sociobiology, and was summed up by saying that the brain is a
fitness-maximizer, or that people strive to spread their genes. It offered a
realization of Darwin's famous prediction in *The Origin of Species* that
"psychology will be based on a new foundation," fully integrated into
our understanding of the natural world.
But there was one problem with the theory.
When we look at human behavior around us, we discover that the
brain-as-fitness-maximizer theory is obviously, crashingly, stunningly wrong.
Much of human behavior is a recipe for genetic suicide, not propagation.
People use contraception. They adopt
children who are unrelated to them. They take vows of celibacy. They watch pornography when they could be
seeking a mate. They forgo food to buy
heroin. In India, some people sell their blood to buy movie tickets. In our
culture, people postpone childbearing to climb the corporate ladder and eat
themselves into an early grave.
What are we to make of this Darwinian
madness? One response is to look for subtle ways in which behavior really might
aid fitness. Perhaps celibate people have more time to raise large broods of
nieces and nephews and thereby propagate more copies of their genes than they
would if they had their own children. Perhaps priests and executives in
childless households made up for their lack of legitimate offspring by having
many clandestine affairs. But these explanations feel strained, and less
sympathetic observers have come to different conclusions: human behavior has
nothing to do with biology and follows arbitrary cultural norms instead.
To anyone with a scientific curiosity, it
would be disappointing if human behavior had to be permanently walled off from
our understanding of the natural world. The founders of a new approach called
evolutionary psychology have argued that it needn't be. The anthropologist
Donald Symons, and the husband-and-wife team of John Tooby, another
anthropologist, and Leda Cosmides, a psychologist have shown that when you
think it through, you find that the gene-centered theory of evolution does
*not* predict that people are fitness-maximizers or gene-propagators.
First, natural selection is not a
puppetmaster that pulls the strings of behavior directly. The target of
selection, the genes buried in eggs and sperm, are unable to control behavior
either, because obviously they are in no position to see the world or to move
the muscles. Naturally selected genes
can only design the *generator* of behavior: the package of neural information-processing
and goal-pursuing mechanisms called the mind.
That is why it is wrong to say that the
point of human striving is to spread our genes. With the exception of the
fertility doctor who artificially inseminated patients with his own semen, the
donors to the sperm bank for Nobel Prize winners, and other kooks, *no* human
being (or animal) strives to spread his or her genes. The metaphor of the
selfish gene must be taken seriously: people don't selfishly spread their
genes; genes selfishly spread themselves. They do it by the way they build our
brains. By making us enjoy life, health, sex, friends, and children, the genes
buy a lottery ticket for representation in the next generation, with odds that
were favorable in the environment in which we evolved (because healthy,
long-lived, loving parents did tend, on average, to send more genes into the
next generation). Our goals are
subgoals of the ultimate goal of the genes, replicating themselves. But the two
are different. Resist the temptation to
think of the goals of our genes as our deepest, truest, most hidden, motives.
Genes are a play within a play, not the interior monologue of the players. As
far as *we* are concerned, our goals, conscious or unconscious, are not about
genes at all, but about health and lovers and children and friends.
Once you separate the goals of our minds
from the metaphorical goals of our genes, many problems for a naturalistic
understanding of human behavior evaporate. If altruism, according to
biologists, is just helping kin or exchanging favors, both of which serve the
interests of one's genes, wouldn't that make altruism just some kind of
hypocrisy? Not at all. Just as
blueprints don't necessarily specify blue buildings, selfish genes don't
necessarily specify selfish organisms.
Sometimes the most selfish thing a gene can do is to build a selfless
brain -- for example, one that gives rise to a loving parent or a loyal friend.
Take another example. Recently a major
newsmagazine ran a cover story entitled, "Adultery: Is it in Our
Genes?" A skeptic wrote in to say that since adulterers take steps to
prevent pregnancy, adultery has nothing to do with a strategy for spreading
genes. Ah, but whose strategy we are talking about? Sexual desire is *not*
people's strategy to propagate their genes; it's people's strategy to attain
the pleasures of sex, and the pleasures of sex are the genes' strategy to
propagate themselves. When the genes
don't get propagated, it's because we are smarter than they are.
But if a desire for sex serves the interests
of the genes, are we condemned us to an endless soap-opera of marital
treachery? Again, not if you remember that human behavior is the product of a
complex brain with many components, which can be thought of as distinct circuits,
modules, organs, or even little agents, as in Marvin Minsky's metaphor of The
Society of Mind. Perhaps there is a
component for sexual desire that serves the long-term interests of the genes by
making more children, but there are, just as surely, other components that
serve the interests of the genes in other ways. Among them are a desire for a trusting spouse (who will help
bring up the copies of one's genes inside the children), and a desire not to
see one's own body -- genes included -- come to an early end at the hands of a
jealous rival.
There is a second reason that behavior
should not and does not maximize fitness. Natural selection operates over
thousands of generations. For ninety-nine
percent of human existence, people lived as foragers in small nomadic
bands. Our brains are adapted to that
long-vanished way of life, not to brand-new agricultural and industrial
civilizations. They are not wired to cope with anonymous crowds, written
language, modern medicine, formal social institutions, high technology, and
other newcomers to the human experience.
Since the modern mind is adapted to the
Stone Age, not the computer age, there is no need to strain for adaptive
explanations for everything we do, such as pornography, drugs, movies, contraception,
careerism, and junk food. Before there
was photography, it was adaptive to receive visual images of attractive members
of the opposite sex, because those images arose only from light reflecting off
fertile bodies. Before opiates came in
syringes, they were synthesized in the brain as natural analgesics. Before there were movies, it was adaptive to
witness people's emotional struggles, because the only struggles you could
witness were among people you had to psych out every day. Before there was
effective contraception, children were difficult to postpone, and status and
wealth could be converted into more children and healthier ones. Before there
was a sugar bowl, salt shaker, and butter dish on every table, and when lean
years were never far away, one could never get too much sweet, salty, and fatty
food.
And, to come full circle, right now you and
I are co-opting yet another part of our minds for an evolutionarily novel
activity. Our ancestors evolved faculties of intuitive engineering and intuitive
science to master tools and make sense of their immediate physical
surroundings. We are using them today to make sense of understand the universe,
life, and our own minds.
Reverse-engineering our minds -- figuring
out what they are "designed" to accomplish -- could be the fulfilment
of the ancient injunction to know ourselves, but only if we keep track of who
is designed to accomplish what. People don't have the goal of propagating their
genes; people have the goal of pursuing satisfying thoughts and feelings. Our
genes have the metaphorical goal of building a complex brain in which the
satisying thoughts and feelings were linked to acts that tended to propagate
those genes in the ancient environment in which we evolved. With that in mind,
we might make better sense of the mysterious ways in which we humans pop, zip,
and whir.